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- Volume 3, 2020
Annual Review of Criminology - Volume 3, 2020
Volume 3, 2020
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Engineer to Operations Research to Criminology: Quite a Trajectory
Vol. 3 (2020), pp. 1–20More LessIn reflecting on my career trajectory, I find it very intriguing: from high school science to Cornell's first class in engineering physics and then on to early involvement in the new field of operations research on military and air transportation, which led to significant leadership roles there. I was then a naïve recruit in criminology in a role that involved quantitative analysis and concern for the total criminal justice system with an emphasis on dimensions of criminal careers and their use in analysis for sentencing, incarceration, and related policies. The analytic issues emphasized included racial disproportionality in prison, drug policy, and facilitating redemption from the long-term punitive effects of crime involvement. In the process, I had the opportunity to provide leadership to the Heinz College of Carnegie Mellon University, an important academic institution concerned with facilitating rational public policy; the National Consortium on Violence Research (NCOVR), a multi-university research and education program; and the Pennsylvania Commission on Crime and Delinquency, an important state-level criminal justice policy and funding agency.
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Social Control Theory: The Legacy of Travis Hirschi's Causes of Delinquency
Vol. 3 (2020), pp. 21–41More LessThe publication of Travis Hirschi's Causes of Delinquency in 1969 was a watershed moment in criminology. There are many reasons for the work's lasting influence. Hirschi carefully examined the underlying assumptions of extant theories of crime in light of what was known about the individual-level correlates of offending. He then developed critical tests of hypotheses derived from social control theory and competing perspectives and empirically assessed them using original self-report delinquency data. Many of his key findings, such as the negative correlation between attachment to parents and delinquency, are now established facts that any explanation of crime must consider. Causes of Delinquency is still cited hundreds of times per year, and it continues to spark new research and theoretical development in the field. Perhaps the most lasting legacy is the volume of criticism it has attracted and fended off, leading to its enduring contribution to the study of crime and delinquency.
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Self-Control and Crime: Beyond Gottfredson & Hirschi's Theory
Vol. 3 (2020), pp. 43–73More LessOver the past several decades, Gottfredson & Hirschi's self-control theory (SCT) has dominated research on self-control and crime. In this review, I assess the current state of self-control knowledge and encourage the field to move beyond SCT, as its peculiar conceptualization of self-control and the causal model present challenges for integrative scholarship. Drawing heavily on scholarship outside criminology, I clarify the definition of self-control; describe the malleable nature of trait self-control; highlight its situational variability as state self-control; and consider the multiplicity of contextual, situational, and individual factors that affect its operation in relation to crime. This specification of contingencies and the interplay between impulse strength and control efforts in the process of self-control is intended as a springboard for research moving beyond SCT and its key premise that self-control (ability) is sufficient to explain individual variation in crime (i.e., is tantamount to criminality). Finally, I address what I see as important areas for further study in light of current knowledge.
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Advances in Spatial Criminology: The Spatial Scale of Crime
Vol. 3 (2020), pp. 75–95More LessThis review takes stock of recent advances, as well as enduring and emerging challenges, in the area of spatial criminology. Although the notions of place and space are fundamentally intertwined, spatial criminology is distinct in its attempt to measure and theorize explicitly spatial processes and relationships. This review highlights three key themes. First, the use of increasingly smaller geographic units in recent research creates an even greater need to account for spatial behavior of persons when studying the location of crime. Second, although the explosion of spatially precise data in recent years presents exciting possibilities, we argue that theory is falling behind in guiding us in analyzing these new forms of data, and explicitly inductive approaches should be considered to complement existing deductive strategies. Third, an important direction for spatial criminology in the next decade is considering the extent to which micro- and mesolevel processes operate invariantly across different macro contexts.
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Broken Windows, Informal Social Control, and Crime: Assessing Causality in Empirical Studies
Vol. 3 (2020), pp. 97–120More LessAn important criminological controversy concerns the proper causal relationships between disorder, informal social control, and crime. The broken windows thesis posits that neighborhood disorder increases crime directly and indirectly by undermining neighborhood informal social control. Theories of collective efficacy argue that the association between neighborhood disorder and crime is spurious because of the confounding variable informal social control. We review the recent empirical research on this question, which uses disparate methods, including field experiments and different models for observational data. To evaluate the causal claims made in these studies, we use a potential outcomes framework of causality. We conclude that, although there is some evidence for both broken windows and informal control theories, there is little consensus in the present research literature. Furthermore, at present, most studies do not establish causality in a strong way.
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Gentrification, Land Use, and Crime
Vol. 3 (2020), pp. 121–138More LessOver the past twenty years, many US cities have seen urban revitalization and population changes associated with an increased desire for urban living among the affluent. As inner-city neighborhoods become gentrified, they are more likely to witness the construction of new buildings and homes, the conversion of industrial spaces to mixed-used developments, expanded access to mass transit, and the arrival of coffee shops and other urban amenities. In this review, we take stock of what is known about the impact of gentrification and land-use changes on neighborhood crime. We summarize research conducted since the period of urban revitalization that started in the 1990s as well as studies that have a quasi-experimental design. We find that gentrification and associated changes to land use tend to reduce crime in neighborhoods. Our findings are tempered by the need for greater conceptual clarity on how to measure when a neighborhood has gentrified and a clearer examination of the spatial displacement of crime. We conclude with a discussion on the need for criminologists to partner with urban planners to study how changes in the land use of cities can be made to generate crime reductions that benefit all places and, finally, detail some promising directions for future research.
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The Social Organization of Sexual Assault
Vol. 3 (2020), pp. 139–163More LessIn this review, we provide an overview of the literature on sexual assault. First, we define sexual assault, noting its multiple dimensions and the consequences for operationalization—including reviewing strategies for such operationalization. Second, we outline different approaches to sexual assault, critically assessing those frameworks that rely upon a model of sociopathy; instead, we propose focusing on more sociological and ecological understandings that push beyond the single dimension of gender and the framework of gender and power. Third, we outline the range of data sources that have been used to generate insights into sexual assault. Fourth, we provide the core research findings of the field, which at times are contradictory, mapping them to our ecological model of individual, relational, organizational, and cultural levels. We then review the evidence around those interventions that have been successful in addressing sexual assault (and those that have been unsuccessful) before concluding with suggestions for further research directions.
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Prison Culture, Management, and In-Prison Violence
Vol. 3 (2020), pp. 165–188More LessAcademic attention to violence and other forms of in-prison misconduct is on the rise, although most research continues to be framed within now stale perspectives. A broader framework is needed that builds on the more contemporary aspects of these perspectives and incorporates other elements of prison culture and management that potentially influence violent offending and victimization in prison. This article begins with an overview of cumulative knowledge on prison culture to highlight relevant ideas on inmate adaptation to confinement and how violence might manifest from (mal)adaptation. How prison management shapes and reflects culture is also discussed with an emphasis on how prison officers affect inmate safety. A bi-level framework is presented that brings together the piecemeal contributions of research to date to provide a more comprehensive understanding of offending and victimization that should facilitate crime prevention in prison while improving the humanity of the prison experience.
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Learning from Criminals: Active Offender Research for Criminology
Vol. 3 (2020), pp. 189–215More LessActive offender research relies on the collection of data from noninstitutionalized criminals and has made significant contributions to our understanding of the etiology of serious crime. This review covers its history as well as its methodological, scientific, and ethical pitfalls and advantages. Because study subjects are currently and freely engaging in crime at the time of data collection, their memories, attitudes, and feelings about their criminality and specific criminal events are rich, detailed, and accurate. Contemporary approaches to active offender research employ systematized formats for data collection and analysis that improve the validity of findings and help illuminate the foreground of crime. Although active offender research has traditionally relied on qualitative techniques, we outline the potential for it to make contributions via mixed methods, experiments, and emerging computational and technological approaches, such as virtual reality simulation studies and agent-based modeling.
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The Intergenerational Transmission of Criminal Justice Contact
Vol. 3 (2020), pp. 217–244More LessThis article provides a critical overview in five stages of roughly 50 years of research on the intergenerational transmission of criminal justice contact. In the first stage, I document that research on the intergenerational transmission of crime and criminal justice contact focused primarily on crime until the mid-1990s, at which point research rapidly shifted in the direction of criminal justice contact (specifically, incarceration). In the second stage, I document that research on the intergenerational transmission of crime and the intergenerational transmission of criminal justice contact tended to use the same measures—i.e., self-reported and administrative indicators of criminal justice contact with minimal information on criminal activity—but discussed them in different ways. In the third stage, I review research on the broader effects of incarceration to highlight mechanisms through which parental criminal justice contact may independently influence children's criminal activity. In the fourth stage, I review research on the intergenerational transmission of criminal justice contact. In the final stage, I conclude by calling for new data collection efforts that provide high-quality measures of both crime and criminal justice contact of both parents and children.
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Wrongful Convictions
Vol. 3 (2020), pp. 245–259More LessIn response to wrongful convictions, there has been a revolution in criminal procedure and research in law and science. This review seeks to summarize the cross-disciplinary explosion in work studying known wrongful convictions, examining their causes, and assessing policy reforms designed to help detect and prevent errors in criminal justice. Scholars have increasingly studied the characteristics of known wrongful-conviction cases, including by analyzing archival records and by creating public registries of exonerations. Scholars have conducted research in law, psychology, statistics, criminology, and other disciplines, as well as interdisciplinary research, designed to better understand the phenomenon of wrongful convictions and how to prevent errors. Scientific bodies, such as the National Academy of Sciences, have made important recommendations based on this research. Furthermore, the conversation is global, with litigation, research, and policy work across jurisdictions. A wide range of jurisdictions have adopted noteworthy changes designed to safeguard crucial types of evidence, such as confession, forensic, and eyewitness evidence, during police investigations and at trial. As a result, law and science have increasingly come together to produce tangible improvements to criminal justice.
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Mass Probation from Micro to Macro: Tracing the Expansion and Consequences of Community Supervision
Vol. 3 (2020), pp. 261–279More LessBetween 1980 and 2007, probation rates in the United States skyrocketed alongside imprisonment rates; since 2007, both forms of criminal justice control have declined in use. Although a large literature in criminology and related fields has explored the causes and consequences of mass incarceration, very little research has explored the parallel rise of mass probation. This review takes stock of our knowledge of probation in the United States. In the first section, I trace the expansion of probation historically, across states, and for specific demographic groups. I then summarize the characteristics of adults on probation today and what we know about probation revocation. Lastly, I review the nascent literature on the causal effects of probation for individuals, families, neighborhoods, and society. I end by discussing a plan for research and the growing movement to blunt the harms of mass supervision.
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Parole Release and Supervision: Critical Drivers of American Prison Policy
Vol. 3 (2020), pp. 281–298More LessDecisions tied to parole release, supervision, and revocation are major determinants of the ebb and flow of prison populations across two-thirds of US states. We argue that parole release, as an institution, has been an underacknowledged force in American incarceration and reincarceration policy and an important contributor to the nation's buildup to mass incarceration. In paroling states, no court or state agency holds greater power than parole boards over time actually served by the majority of offenders sent to prison. We examine the leverage exercised by parole boards through their discretionary release decisions and their powers to sanction violators of parole conditions. We note the state-by-state diversity and complexity associated with parole-release decisions and the absence of successful state systems that might serve as a model for other jurisdictions. We highlight the procedural shortfalls universally associated with parole decision-making. We discuss the long reach of parole supervision and the pains it imposes on those subject to its jurisdiction, including the substantial financial burdens levied on parolees. We then turn to the prospects for parole reform and outline a comprehensive blueprint for improving parole release in America.
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The Rise, Fall, and Afterlife of the Death Penalty in the United States
Vol. 3 (2020), pp. 299–315More LessThis review addresses four key issues in the modern (post-1976) era of capital punishment in the United States. First, why has the United States retained the death penalty when all its peer countries (all other developed Western democracies) have abolished it? Second, how should we understand the role of race in shaping the distinctive path of capital punishment in the United States, given our country's history of race-based slavery and slavery's intractable legacy of discrimination? Third, what is the significance of the sudden and profound withering of the practice of capital punishment in the past two decades? And, finally, what would abolition of the death penalty in the United States (should it ever occur) mean for the larger criminal justice system?
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Justice Reinvestment: Vision and Practice
Vol. 3 (2020), pp. 317–339More LessJustice reinvestment was introduced in the early 2000s as a means to respond to the massive growth in incarceration in the United States that had occurred during the past three decades by diverting offenders from prison and redirecting a portion of the associated corrections expenditures into communities to build their capacities to manage offenders locally. Over the next 17 years, the concept evolved into a Congressionally funded federal grant program that shifted the focus of reinvestment away from community reinvestment and toward a state-agency practice improvement model that ultimately aimed to improve public safety. A distinct form of justice reinvestment, the Justice Reinvestment Initiative (JRI), was the dominant practice of justice reinvestment in the United States. It was organized as a public–private partnership that engaged states in bipartisan efforts to enact legislative reforms and other policies to address sentencing and corrections practices and adopt high-performing evidence-based practices (EBPs) that would yield the desired public safety benefits. JRI contributed to legislative reforms and adoption of EBPs, especially in community supervision. The federal JRI effort has not yet provided peer-reviewed, published evidence that it has achieved its objectives.
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Conceptualizing Policing and Security: New Harmscapes, the Anthropocene, and Technology
Vol. 3 (2020), pp. 341–358More LessThis review explores past and future shifts in policing and criminology scholarship that have shaped, and been shaped by, what is done to enhance safety within political domains. Investigating established policing conceptualizations, the review demonstrates how the ideal of state-delivered safety as a public good was challenged by a sizeable policing industry, giving rise to debates about legal context, service provision, and conceptualizations of policing and security nodal arrangements. This review argues that these understandings are now confronted by new harms and new conceptualizations of social institutional affairs. Interrogating these claims through an examination of the Anthropocene and technologies of cyberspace, we canvass debates and show that a shared focus of attention for the future of policing will be a decentralization of security and an expansion of private security governance professionals (both human and nonhuman).
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